AMIICA Risk Intelligence Platform

Drivers, Effects & Impacts Risk Framework — Taxonomies Three-Layer Driver–Event–Impact (Drivers, Effects & Impacts) architecture. Drivers → Risk Events → Impacts. Product Inventory approved per entity. 4 Tools ▶

Driver Taxonomy

13 upstream risk drivers across 6 categories (Macro-Financial, Geopolitical, Technology, Third-Party, Climate, Conduct & Culture). Monitoring indicators, RAG status, event linkages.

3 Red, 8 Amber — active monitoring required

13 DriversLayer 1

Risk Event Taxonomy

33 risk events across 6 categories. Technology & third-party risk positioned as drivers. Reputational risk positioned as an impact (Layer 3), per OCC/Fed/FDIC 2025.

33 event types across 6 categories — fully taxonomy-linked

33 EventsLayer 2

Impact Taxonomy

5 impact domains with board-level appetite metrics. Franchise & Reputational damage explicitly positioned as an impact, not a risk type.

5 impact domains — board appetite thresholds defined

5 ImpactsLayer 3

Product Inventory

24 approved products across 5 categories. Entity approval matrix, regulatory regime, risk classes, clearing requirements, NBPA linkage.

24 approved products across 3 entities

24 ProductsEntity Approved

Inventories Operational inventories of firm entities, people, processes, risks, models, applications, and data assets. 13 Tools ▶

Process Inventory

28 PROC-XXXXX processes across 8 functions. Owner, criticality, control and regulatory linkages. 3LOD coverage.

28 processes — 3LOD coverage mapped

28 Processes3LOD

Risk Inventory

35 RISK-XXXXX across 7 universes. Inherent/residual heat matrix. Links to taxonomy framework, KI, controls.

4 high residual risks — 35 total

35 RisksHeat Matrix

Impact Inventory

5-dimension impact severity framework with monetary descriptors. Scenario mapping (legacy page, superseded by Impact Taxonomy).

5 impact dimensions — monetary severity scales

5 DimensionsLegacy

Application Inventory

23 apps across 7 domains. FFIEC IT criticality, BCP/DR status, hosting model, process and control linkages.

23 apps — FFIEC criticality rated

23 AppsFFIEC

Model Inventory

SR11-7 / OCC 2011-12 compliant. 20 models, 4 risk tiers. Validation lifecycle — 3 overdue, 8 open findings.

3 models overdue validation — SR11-7 framework

3 Overdue20 Models

Counterparty Register

15 counterparties. $2.5B gross exposure with limit bars, KYC/EDD status, ISDA/CSA/GMRA documentation.

15 counterparties — $2.5B gross exposure

15 Counterparties$2.5B

Data Asset Inventory

12 data assets. GLBA/CCPA/NYDFS Part 500 classification. Quality scores, CDE flags, retention periods.

12 data assets — GLBA/NYDFS classified

12 AssetsNYDFS 500

Legal Entity Register

3 entities: Broker-Dealer, Investment Adviser, Swap Dealer. EIN/CRD/LEI, registrations, capital, approved products.

3 entities — BD, IA, SD registered

3 EntitiesProducts List

People & Role Registry

20 roles. SMF designations, FINRA Rule 3110 supervision hierarchy, CRD numbers, key person flags.

20 roles — SMF & FINRA Rule 3110 mapped

20 PeopleFINRA 3110

Contract Register

10 contracts: Murex, Bloomberg, AWS, DTCC. Auto-renew flags, notice periods, SLA targets.

10 contracts — auto-renew & SLA tracked

10 ContractsSLA Tracking

Location Register

5 offices: NY HQ, Jersey City DR, Chicago, London, SF. BCP tier, RTO/RPO, last test results.

5 offices — BCP tiers & RTO/RPO set

5 LocationsBCP

Third-Party Inventory

10 SUPP-XXXXX suppliers. Due diligence status, SLA tracking, concentration flags, risk tiering.

10 suppliers — due diligence & concentration

10 SuppliersSLA Tracking

Control Inventory

25 CTL-XXXXX controls. Effectiveness RAG, testing schedule, linked risks and processes.

25 controls — effectiveness & testing

25 ControlsRAG Status

Risk Identification & Assessment Risk analysis tools connecting the taxonomy framework layers. RCSA, ORSA, and stress testing moved to governance and reporting. 6 Tools ▶

Risk Analyzer

Cross-register bowtie engine. Driver→Event→Impact chain with taxonomy-linked drivers, KRIs, controls, impacts, KCIs. Integrated heatmap and bowtie library with 8 pre-built scenarios.

Taxonomy-linked analysis — 8 bowtie scenarios

8 BowtiesCross-Register

Product Risk Scoring

Multi-factor product risk scoring across 8 dimensions for existing products and NBPA pipeline.

24 products — 8-dimension risk scoring

8 DimensionsScoring

Risk Heatmap

Interactive 5x5 inherent/residual heat maps across 5 RSKMAP scenarios. Scenario filters, risk drill-down, appetite overlay.

4 high/critical residual risks — 5x5 matrix

5x5 Matrix5 Scenarios

New Business Approval

NBPA workflow with RSKMAP-based risk assessment. Select existing scenarios, create new drivers, risks, controls, impacts.

5 NBPA submissions — RSKMAP-based assessment

RSKMAP-BasedAI-Assisted

Concentration Risk

HHI concentration scoring across 5 dimensions: Application, Supplier, Data, Team, Process. Threshold alerts.

HHI scoring across 5 dimensions — threshold alerts

5 DimensionsHHI

OpRisk Events

20 ORE-XXXXX events. Loss tracking, severity, root cause taxonomy. AI-assisted workflow for new event reporting.

20 events — AI-assisted reporting workflow

20 EventsAI Workflow

Risk Monitoring Live monitoring of KIs, KRIs, trends, trading activity, and intelligence signals across the Taxonomy Framework framework layers. 5 Tools ▶

KI Dashboard

Live KI/KRI monitoring with sparkline trends. Threshold RAG status, appetite breach alerts.

61 KIs monitored — trend & deterioration analysis

KI/KRISparklines

Risk Appetite Statement

12 appetite metrics with live status. Board-level statement, metric thresholds, current vs appetite visualisation.

8 metrics — board-approved thresholds

12 MetricsBoard-Level

Trend Analytics

Cross-register trend analysis with time-series charts. Risk event frequency, issue aging, KRI drift.

Cross-register trends — issue ageing & loss frequency

TrendsTime-Series