🚨
3 trades pending mandatory review
All exceed the USD 250MM notional threshold with AI-detected discrepancies between client instructions and booked trade details. Review required before end of session.
SLA: 2h 14m remaining
Critical
⇄ Buy/Sell Mismatch
$ Notional Discrepancy
TRD-2025-0041
TSLA · USD 875MM · Equity Block
Client instructed SELL 2,500,000 shares via voice call at 09:14. Trade entered as BUY 2,500,000 shares at $350.00. Notional discrepancy of $12.5MM also detected between agreed price and booked price.
96% AI conf.
09:14 EST
Trader: J. Morrison (EQ-07)
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Client: Wellington Management
·
Desk: Equities Cash
Critical
⚡ Wrong Instrument
TRD-2025-0038
NVDA vs AMD · USD 1.2B · Equity Block
Bloomberg chat log references purchase of NVDA (Nvidia Corp) 3,000,000 shares. Trade booked against AMD (Advanced Micro Devices). AI detected instrument confusion in transcript — client confirmed NVDA ticker symbol twice during negotiation.
98% AI conf.
08:47 EST
Trader: S. Patel (EQ-12)
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Client: BlackRock Institutional
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Desk: Equities Cash
High
📅 Settlement Date Error
TRD-2025-0035
EUR/USD · USD 2.6B · FX Forward
Client email confirms T+2 settlement (13 Mar 2025). Trade booked with T+5 settlement (18 Mar 2025). AI detected explicit settlement date instruction in email chain. A 3-day settlement discrepancy on a $2.6B FX forward carries material exposure risk.
89% AI conf.
08:22 EST
Trader: K. Zhang (FX-03)
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Client: Fidelity International
·
Desk: FX Forwards
Cleared Today — No Action Required
| Trade ID | Instrument | Notional | Discrepancy Type | Resolution | Cleared By | Time |
|---|---|---|---|---|---|---|
| TRD-2025-0033 | AAPL · Equity Block | $412MM | $ Notional | Rounding confirmed — no error | L. Chen | 10:02 |
| TRD-2025-0031 | US 10Y · Treasury | $1.1B | Qty Variance | Partial fill confirmed by client | M. Okafor | 09:55 |
| TRD-2025-0029 | EUR/GBP · FX Spot | $780MM | Settlement Date | Holiday calendar correction — correct | D. Ivanova | 09:41 |